Capital Markets

  • H. CAPITAL MARKETS BUREAU
    • The principal risk of capital markets activities within regulated entities is the potential for loss on investment instruments and investment portfolios that may materially affect capital adequacy.
      • Managing this risk is the responsibility of the insurer's board of directors and management.
      • A key to the regulation of capital markets activities is assessing what capital markets risks the insurer has and how it measures and manages these risks. (p151)

2009 - NYSID - 151st Annual Report of the Superintendent - 225p