Compliance Department – Walker v LSW

Compliance Department - Walker v LSW

2011 1107 – DOC 748-2 – Deposition of Donna Morgan – 42p - chief compliance officer for the Life Company Life Insurance Company of the Southwest, and National Life Insurance Company.

Matthew DeSantos - LSW’s Senior Vice-President of Distribution and Business Development (himself a former insurance agent) - DOC 792 p27>

(p107) - Compliance Department Reviews

(p108-109) - Alan Hanson, e-mail, Compliance, Tax-free Retirement

Q I'm not sure if you were shown this, but I think the jury has seen Exhibit 38. So if you can flip there and we can put it up on the screen. I think it's already in evidence.
Do you recognize this as an e-mail exchange that you had with Alan Hanson about a marketing campaign for some company products?
A Yes.