Inspector General at the U.S. Securities and Exchange Commission (SEC) from December 2007 until his resignation in January 2012.
2009 0831 - SEC Inspector General Report - Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme - Public Version - Report No. OIG-509 - 477p
2009 0910 - GOV - OVERSIGHT OF THE SECURITIES AND EXCHANGE COMMISSION’S FAILURE TO IDENTIFY THE
BERNARD L. MADOFF PONZI SCHEME AND HOW TO IMPROVE SEC PERFORMANCE
Written Testimony of H. David Kotz - Inspector General of the Securities and Exchange Commission - 23p
Senate - Committee on Banking, Housing and Urban Affairs
2009 0922 - GOV -
Written Testimony of H. David Kotz - Inspector General of the Securities and Exchange Commission - 18p
Oversight of the SEC’s Inspector General’s Report on the ‘Investigation of the SEC’s Response to Concerns Regarding Robert Allen Stanford’s Alleged Ponzi Scheme’ and Improving SEC Performance