2011 0707 - The Future of Financial Planning Regulation: None of the current regulatory regimes truly regulates financial planning. - Mercer Bullard - [link]
2022 0131 - Confessions of a Barred Broker: ‘I was naive. I wish I had been more educated on the peril I was facing.’ by John Kador re: Jeffrey Martinovich - [link]
FINRA - ORDER ACCEPTING OFFER OF SETTLEMENT - Date: February 3,2011 - 59p