Advice

  • Incidental Advice
    • Thomas v. Metropolitan Life Insurance Company, Case No ...Aug 31, 2009 — This policy was a variable universal life insurance policy. The Third ... advice "solely incidental to" the conduct of business as a broker or dealer.
  • ... under the IAA if the advice they give is "solely incidental to" their broker activities and they receive "no special compensation" ...
2020 - LR -Thomas v. Thomas v. Metropolitan Life Insurance Co.: Semantics, Fiduciary Duty, and an Outdated Distinction, byJeremy Liles - 21p