DOL - Fiduciary - Government Hearings
- 2011 0211 - GOV (House) - Emerging trends at the National Labor Relations Board, Phil Roe (R-TN)
- [PDF-xp-GooglePlay, VIDEO-?]
- House - Committee on Education and the Workforce - Subcommittee on Health, Employment, Labor and Pensions
- 3\ See NLRB v. Insur. Agents' Int'l Union, 361 U.S. 477, 489 (1960), where the Supreme Court referred to the bargaining contemplated by the Act, and observed that the parties ``proceed from contrary and to an extent antagonistic viewpoints and concepts of self-interest. * * * The presence of economic weapons in reserve, and their actual exercise on occasion by the parties, is part and parcel of the system that the Wagner and Taft-Hartley Acts have recognized.''
- 2011 0712 - GOV (Senate) - Enhanced Investor Protection After The Financial Crisis, Tim Johnson, (D-SD) --- [BonkNote]
- [PDF-132, VIDEO-Senate Page]
- banking.senate.gov/hearings/enhanced-investor-protection-after-the-financial-crisis
- Surveying The Investor Protection Provisions Contained In The Dodd-Frank Wall Street Reform And Consumer Protection Act One Year After Its Implementation
- Senate - Banking, Housing, and Urban Affairs
- 2011 01 - GAO - Consumer Finance: Regulatory Coverage Generally Exists for Financial Planners, but Consumer Protection Issues Remain, Government Accountability Office - Full Report - 51p
- ⇒ 02:05:00 - David Massey - NASAA - North American Securities Administrators Association - Best Interest - Conflicts of Interest - Holding self as a Fiduciary. - 11p
- 02:06:00 - DOL - Fiduciary Rule - Lack of Coordination - SEC -
- 2011 0726 - GOV (House) - Redefining 'Fiduciary: Assessing The Impact Of The Labor Department's Proposal On Workers And Retirees, David P. Roe (R-TN)
- [PDF-150p.
- House - Committee on Education and the Workforce - Subcommittee on Health, Employment, Labor and Pensions
- 2013 1218 - Testimony - ACLI - GOV (Senate) - The Role of Social Security, Defined Benefits, and Private Retirement Accounts in the Face of the Retirement Crisis - 63p
- 2013 0131 - GOV (Senate) - CSPAN - Retirement Savings
- [PDF-p, VIDEO-CSPAN]
- Senate - Committee on Health, Education, Labor, and Pensions
- 2015 0617 - GOV (House) - Restricting Access To Financial Advice: Evaluating The Costs And Consequences For Working Families And Retirees, David P. Roe (R-TN)
- 2015 0721 - GOV (Senate) - Restricting Advice and Education: DOC's Unworkable Investment Proposal for American Families and Retirees, Johnny Isakson (R-GA)
- (PDF-64p, VIDEO-CSPAN-01:43:18]
- Litan. Robert, Economist and Attorney
- Schneider, Peter, President, Primerica Inc.,
- Miller, Darlene, President and CEO. PERMAC Industries
- Puritz, Scott, Managing Director, Rebalance IRA,
- Senate - Committee on Health, Education, Labor, And Pensions
- Subcommittee on Employment and Workplace Safety
- 2015 0930 - GOV (House) -
- [PDF-p, VIDEO-?]
- waysandmeans.house.gov/event/39840262/
- democrats-waysandmeans.house.gov/legislation/hearings/hearing-department-labors-proposed-fiduciary-rule
- House - Committee on Ways and Means - Subcommittee on Oversight
- 2019 0514 - GOV (Senate) - CSPAN - Senate Hearing on Retirement and Financial Security
- [PDF-, VIDEO-CSPAN]
- 2024 0110 - GOV (House) - Examining the DOL Fiduciary Rule Implications for Retirement Savings and Access, Wagner
- [PDF- , VIDEO-YouTube]
- democrats-financialservices.house.gov/events/eventsingle.aspx?EventID=411106
- congress.gov/event/118th-congress/house-event/116725?s=1&r=71
- ACLI - Susan Neely, President and CEO, American Council of Life Insurers
- ABA - Statement for the Record - 11p
- IRI - Jason Berkowitz, Chief Legal & Regulatory Affairs Officer, Insured Retirement Institute
- Finseca - Marc Cadin, CEO, Finseca
- Kamila Elliot, CEO, Collective Wealth Partners
- 2024 0215 - GOV (House) - Protecting American Savers and Retirees from DOL's Regulatory Overreach, Bob Good (R-VA)
- [PDF-, VIDEO-YouTube-02:06:21]
- edworkforce.house.gov/calendar/eventsingle.aspx?EventID=410108
- Opening statement:
- Witnesses:
- NAIC - Doug Ommen, Insurance Commissioner, Iowa Insurance Division - 6p
- Groom Law Group - Thomas Roberts, Principal, Groom Law Group - 6p
- PIABA - Joseph C. Peiffer, President, Public Investors Advocate Bar Association --- [BonkNote] --- 30p
- IRI - Jason Berkowitz, Chief Legal and Regulatory Affairs Officer, Insured Retirement Institute - 197p
- 25 - NAIC - Doug Ommen, Insurance Commissioner, Iowa Insurance Division
- Subcommittees on Health, Employment, Labor, and Pensions; Higher Education and Workforce Development