DOL - Fiduciary - Government Hearings

  • 2011 0211 - GOV (House) - Emerging trends at the National Labor Relations Board, Phil Roe (R-TN)
    • [PDF-xp-GooglePlay, VIDEO-?]
    • House - Committee on Education and the Workforce - Subcommittee on Health, Employment, Labor and Pensions
    • 3\ See NLRB v. Insur. Agents' Int'l Union, 361 U.S. 477, 489 (1960), where the Supreme Court referred to the bargaining contemplated by the Act, and observed that the parties ``proceed from contrary and to an extent antagonistic viewpoints and concepts of self-interest. * * * The presence of economic weapons in reserve, and their actual exercise on occasion by the parties, is part and parcel of the system that the Wagner and Taft-Hartley Acts have recognized.''
  • 2011 0712 - GOV (Senate) - Enhanced Investor Protection After The Financial Crisis, Tim Johnson, (D-SD)  ---  [BonkNote]
    • [PDF-132VIDEO-Senate Page]
    • banking.senate.gov/hearings/enhanced-investor-protection-after-the-financial-crisis
    • Surveying The Investor Protection Provisions Contained In The Dodd-Frank Wall Street Reform And Consumer Protection Act One Year After Its Implementation
    • Senate - Banking, Housing, and Urban Affairs
      • 2011 01 - GAO - Consumer Finance: Regulatory Coverage Generally Exists for Financial Planners, but Consumer Protection Issues Remain, Government Accountability Office - Full Report - 51p
    • ⇒ 02:05:00 - David Massey - NASAA - North American Securities Administrators Association - Best Interest - Conflicts of Interest - Holding self as a Fiduciary. - 11p
    • 02:06:00 - DOL - Fiduciary Rule - Lack of Coordination - SEC - 
  • 2011 0726 - GOV (House) - Redefining 'Fiduciary: Assessing The Impact Of The Labor Department's Proposal On Workers And Retirees, David P. Roe (R-TN)
    • [PDF-150p
    • House - Committee on Education and the Workforce - Subcommittee on Health, Employment, Labor and Pensions
  • 2013 1218 - Testimony - ACLI - GOV (Senate) - The Role of Social Security, Defined Benefits, and Private Retirement Accounts in the Face of the Retirement Crisis - 63p
  • 2013 0131 - GOV (Senate) - CSPAN - Retirement Savings
    • [PDF-p, VIDEO-CSPAN]
    • Senate - Committee on Health, Education, Labor, and Pensions 
  • 2014 0916 - GOV (Senate)
    • [PDF-xp, VIDEO-CSPAN]
    • Senate - Senate Finance Committee
  • 2019 0514 - GOV (Senate) - CSPAN - Senate Hearing on Retirement and Financial Security

 

  • 2024 0215 - GOV (House) - Protecting American Savers and Retirees from DOL's Regulatory Overreach, Bob Good (R-VA)