SEC

GICs – SEC In June 1977, the Commission issued Securities Act Release No. 5838 (June 22, 1977) [41 FR 32861] (“Release No. 5838”) which solicited public comments on the ways in which guaranteed investment contracts are similar to and different from traditional deferred annuity contracts. This release emanated from a study by the Commission’s Division…

AIG – SEC Filings 1999 1999 0930 – AIG – 10Q – 51p 2003 2003 0630 – AIG – 10Q 2003 0930 – AIG – 10-Q – 99p 2006 2006 0331 – AIG – 10Q – 90p spread based funding business. 2008 2008 0630 – AIG – 10Q 2008 1231 – AIG – 10K 2008 1212…

SEC – Securities and Exchange Commission – Documents 1973 01 – SEC – Variable Life Insurance and the Petition for the Issuance and Amendment of Exemptive Rules, Securities and Exchange Commission – 187p — [BonkNote] 1983 – SEC – An Overview of the Integration of Securities and Banking Activities in the United States, Securities and…

WishList – SEC – Securities and Exchange Commission 1939 0412 – SEC (William O. Douglas) to President (Franklin D. Roosevelt) – Re: Insurance Investigation – 3p I also attach hereto a confidential memorandum, dated March 10, 1939, written on a private and confidential survey conducted by J. Walter Thompson Company to determine the way the…

SECHistorical sechistorical.org/ https://www.sechistorical.org/collection/papers/1930/1939_0412_DouglasInsuranceT.pdf

David Kotz Inspector General at the U.S. Securities and Exchange Commission (SEC) from December 2007 until his resignation in January 2012. 2009 0831 – SEC Inspector General Report – Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme – Public Version – Report No. OIG-509 – 477p 2009 0910 – GOV -…

SEC – Securities and Exchange Commission That tests the limits of the SEC staff’s gullibility, believe me it does. — W. Randolph Thompson, with the law firm of Jones & Blouchin Washington, will speak on some SEC issues 1993 – SOA – Variable Products — Product for the 1990s?, Society of Actuaries – 22p Comments on Proposed Rule:…

Securities Regulation NASAA / NAIC Joint Committee Fundamentals of Securities Regulation – Book

Securities and Insurance Regulation Task Force – (EX) – NAIC 1981-1988 1988-2, NAIC Proceedings – (p72) – EX – Integrated Financial Services (EX) Task Force and the Securities and Insurance Regulation (EX) Task Force were consolidated. The new task force will be entitled the Financial Services and Insurance Regulation (EX) Task Force. 1982-1, NAIC Proceedings…

GICs – SEC

AIG – SEC Filings

SEC – Security and Exchange Commission – Documents

WishList – SEC – Securities and Exchange Commission

SECHistorical

David Kotz – SEC Inspector General

SEC – Securities and Exchange Commission

Securities Regulation

Securities and Insurance Regulation Task Force – (EX) – NAIC